ERISA Best Practices (CE) Course
MANY Advisors Are One Mistake Away from an ERISA Lawsuit.
ERISA is no longer optional — financial technology is making it easier than ever to advise or trade “held-away” 401(k) accounts and become an “ERISA Fiduciary” without even knowing it!
The advisors who don’t understand ERISA risk losing clients, facing audits, or worse — personal liability!
The ERISA Best Practices Course (EBPC) turns that risk into opportunity.
In just a few hours, you'll learn how to protect your business, serve clients better, and confidently navigate the fiduciary landscape.
Why This Course?
If you work with 401(k)s, IRAs, or rollovers, you’re walking a legal tightrope!
The ERISA Best Practices Course (EBPC) gives you everything you need to stay compliant and grow your practice — while complying with the existing rules.
Take A Look At The Courses!
What You’ll Learn
✅ How and when you become an ERISA fiduciary
✅ Proposed changes with IRAs, rollovers, and exemptions
✅ Step-by-step best practices, templates, and disclosures
And much more!
Who It’s For
-IARs, broker-dealer reps, chief compliance officers
-Anyone giving advice to “held-away” 401(k) clients
-Anyone trading “held-away” 401(k) accounts
What You Get
6 hours of Continuing Education (CFP + IAR CE)
Sample ADV language, disclosures, written processes
Ability to turn confusion into opportunity
Why EBPC?
Created by “The ERISA Nerd”, Kevin Clark, a DALBAR-certified Registered Fiduciary and Plan Confidence CEO.
Backed by decades of experience, real-world audits, and built to be easy, engaging, and actionable.
ERISA doesn’t have to be scary, with the right tools, you can make it your superpower!
Whether you're looking to stay ahead of regulations, build client trust, or open up new business opportunities, the ERISA Best Practices Course gives you everything you need.
Take the course.
Learn the rules.
Grow your business.
Enroll Now!
🎥 On-demand video course
🛡️ Stay compliant.
Stay protected.